New Strategies for Addressing Today's Risks
February 25-26, 2010
Marriott Crystal Gateway
Arlington, VA
REGISTRATION IS NOW OPEN
Event Details
The IAA and ACA Insight are pleased to announce their first annual Investment Adviser Compliance Forum, to be held February 25-26, 2010, at the Marriott Crystal Gateway in Arlington, VA.
Uniquely focused on need-to-know issues that specifically affect investment advisers, this event is designed to address the specific topics, best practices, and challenges facing compliance professionals. Our distinguished roster of speakers will include SEC staff, investment adviser industry professionals, and legal experts.
Our comprehensive two-day program is designed to provide the most current information available on the ever-changing regulatory landscape and to assist in helping you to gain a clear understanding of what is necessary to maintain a successful compliance program.
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Topics will include:
- Compliance After a Market Crisis
- Regulatory Update: What’s Next from the SEC?
- Washington Update: How Will Advisers be Affected by Regulatory Reform?
- Custody and Fraud Detection
- Current Trading Issues
- Code of Ethics Issues and Proprietary Trading
- Hot Topic Breakout Sessions
- “Pay to Play” Anti-Fraud Rule
- Portfolio Management and Client Guidelines
- Data Security and Privacy Issues
- Disclosures: Keeping them Current
- Risk Management
- SEC Examinations
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Who Should Attend?
- Chief Compliance Officers
- General Counsel
- Senior Staff and Executives
- Outside Counsel
- Compliance Staff
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Event Location - Washington, DC Metro Area
Marriott Crystal Gateway
1700 Jefferson Davis Highway
Arlington, VA 22202
Phone (703) 920-3230
Fax (703) 271-5212
Hotel location is less than a mile from Ronald Reagan Washington National Airport and 0.1 miles from the Crystal City Metro station. A special room rate of $199 has been negotiated for the group. Book early as space is limited.
Click here to make your hotel reservations.
Event Registration
Registration is now open.
For registration questions, please contact Elizabeth Drabot (ACA) at edrabot@acacompliancegroup.com or (202) 955-5800.
Registration Fees
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Regular Price |
IAA Members |
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Best Value
Register before November 25, 2009 |
$1,200 |
$1,000 |
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Early Bird Rate
Register between November 26 - December 31, 2009 |
$1,350 |
$1,150 |
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Regular Rate
Register after Jan. 1, 2010 |
$1,450 |
$1,250 |
Agenda at a Glance
Click here to view agenda (additional details coming soon)
Questions?
For general event questions, please contact:
