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News October 16, 2006 Issue

IAA Offers Discount on Compliance Seminars for IM Insight Readers

The Investment Adviser Association is hosting a series of regional fall compliance workshops on current hot topics in investment adviser regulation and compliance. Speakers include IAA legal staff, leading industry attorneys, and members of the SECís regional examination staff. Dates and locations are as follows:

  • Houston - October 18
  • Atlanta - October 19
  • Washington, DC - October 26
  • New York City - November 2
  • Boston - November 8
  • San Francisco - November 15
  • Los Angeles - November 16
  • Chicago - November 30

Additional details and registration information are available on the IAA web site, To receive the discounted admission rate of $225, check the "IAA member" box on the registration form and write "IM Insight" next to it. For more information, contact the IAA legal staff at (202) 293-4222.