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News January 22, 2007 Issue

Advertisement: ACA University 2007

 

 

Advertisement

Adviser Compliance Associates

is pleased to announce the 2007 series of compliance webcasts
offered by ACA University.

 Our curriculum consists of a comprehensive series of 13 topics — each focusing on a timely advisory compliance issue that likely has or may soon pose a challenge to you and your firm.

 Topics Include: Soft Dollars – Inside Information – Personal Trading

Best Execution – Business Continuity – Advertising – Valuation

SEC Inspections – Books and Records – and more!

Each 75 minute webcast is designed to be short on banter and long on substance. You’ll learn from the best in the investment management industry. We’ve carefully selected experienced, dynamic speakers who can deliver hands-on, practical knowledge. They’ll get to the heart of the matter on each issue and address the on-the-ground, real-life application of SEC requirements in a fast-paced, interactive presentation with plenty of Q&A.

We also offer continued online dialogue (on a confidential/no-name basis, if requested) at ACA’s E-Coffeehouse immediately following the presentation.

To Get Started . . .

To view the full 2007 curriculum listing or to register for any webcast, please visit:

www.adviser-compliance.net/webcasts2007.html

Each webcast is $225, or you can purchase the entire series at a discounted price of $2,450. For any webcast that you pay to attend, you will also receive unlimited/anytime access to the archived version of the webcast.

We are confident that ACA University will assist you with the development and on-going maintenance of your firm’s compliance program. If at any time you are not completely satisfied, we’ll refund the pro-rata amount of your tuition.

Please contact Noelle Tironi of ACA at 973-631-1085 with any questions.