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The weekly news source for investment management legal and compliance professionals

January 29, 2007

This Week's Issue


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Voluntary Form ADV Part II IARD Filing Coming This Year


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The SEC’s New View of Commission Arrangements: What Advisers Should Know


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Undetected Error Results in SEC Enforcement Case


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Mixed-Use Soft Dollar Products Can Involve Double Allocations


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SEC to Consider Mutual Fund XBRL Rules


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Hedge Fund Managers Face Deregistration Deadline This Week


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Hedge Fund Managers, By the Numbers


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