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News January 3, 2005 Issue

ICAA Call on Adviser Codes of Ethics

The ICAA will hold a members-only conference call January 10 addressing compliance on the new code of ethics rule. The one-hour call will feature Jennifer McHugh of the SECís Division of Investment Management, along with the ICAA legal staff.

The call is the first in a series of quarterly compliance calls sponsored by the ICAA.