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News April 25, 2005 Issue

Philadelphia Compliance Roundtable

If you are going to be in the Philadelphia area this Thursday, April 28, you may want to consider attending a seminar co-sponsored by the Philadelphia Compliance Roundtable and the Philadelphia Bar Association titled: “Mutual Funds and Investment Adviser Compliance Programs.”


Speakers include OCIE associate director Gene Gohlke, SEC Philly Office associate administrator Joy ThompsonConstellation Funds CEO John Grady, and Drinker Biddle partner Diana McCarthy.

For more information, go to the Pennsylvania Bar Institute’s website at, or call (800) 247-4724.