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The weekly news source for investment management legal and compliance professionals

News March 17, 2014 Issue

What’s Ahead in Regulation: Potential Rule Roadmap

There’s no shortage of proposed rules for the SEC to work on in the months ahead, particularly as it seeks to complete its work implementing the requirements of both the JOBS Act and Dodd-Frank. Some proposed rules are fairly recent and may see adopting releases in a matter of months. Others have been languishing for more than a year.

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