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The weekly news source for investment management legal and compliance professionals

News December 22, 2014 Issue

Commission Succeeds in Insider Trading Case Involving Benefit and Knowledge

Insider trading cases are not going to disappear following the appellate court decision (ACA Insight, 12/15/14) earlier this month that tossed out the convictions and indictments of two advisers and, in doing so, raised the bar for future insider trading prosecutions.

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