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The weekly news source for investment management legal and compliance professionals

News June 8, 2015 Issue

Piwowar Turns the Tables on Prudential Regulation Advocates

SEC commissioner Michael Piwowar apparently knows how to play poker. In a recent speech, he decried the efforts of bank regulators and others to expose the asset management industry to "prudential regulation," which would leave advisers, funds and others subject to the same kind of rules that cover the banking industry. But instead of just voicing the same objections to prudential regulation that others have made, he raised the ante by calling for banks to be subject to enhanced disclosure requirements.

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