See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News July 13, 2015 Issue

New Guidance Clarifies Personal Securities Transactions Reporting

Better go back and check the arrangements your employees have with the managers of their trusts and third-party discretionary accounts. If access persons in your firm arenít reporting their personal securities holdings and transactions for these accounts, they may need to start.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.