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News July 13, 2015 Issue

KKR Settlement: SEC Ratchets Up Pursuit of Private Equity Advisers

The SECís settlement with advisory firm giant Kohlberg Kravis Roberts & Company is more than a statement from the agency that major investment firms are not immune from enforcement. The first-ever expense misallocation case involving broken-deal expenses against a private equity adviser is a warning that, when it comes to advisers managing private equity, the Division of Enforcement is armed and hunting for bear.

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