See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News August 3, 2015 Issue

Two Commissioners Call on SEC to Remove Certain Retroactive Collateral Bars

SEC commissioners Daniel Gallagher and Michael Piwowar on July 22 called on the Commission to remove "all impermissibly retroactive" collateral bars that have been placed on advisers and other financial entities since the adoption of the Dodd-Frank Act.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight for just $1,195! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.