See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News August 10, 2015 Issue

Electronic Communication Compliance: One Size Does Not Fit All

Make sure you’re on top of employee email, instant messages and related electronic communications. Failure to do so may lead not only to violations of SEC books and records requirements, but to questions from examiners or investigators. Be aware, however, that electronic communication compliance is an art as well as a science.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.