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News September 21, 2015 Issue

2015 Report: Form PF Data Used by SEC for Examinations, Investigations

Advisers managing private funds might be excused for wondering whether the Form PF data they provide to the SEC could be used against them in examinations, investigations and other enforcement activities. As the agency’s 2015 annual report on how it uses Form PF data makes clear, those concerns are well placed.

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