See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News October 5, 2015 Issue

Data Analysis Tools Lead to Insider Trading Charges Against Investment Analyst

The SECís Division of Enforcement appears to be sifting trade data in an effort to match specific trades with events likely to affect a stockís price. Itís a recipe likely to produce insider trading charges.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight for just $1,195! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.