See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News November 2, 2015 Issue

SEC Sets New Record: 807 Enforcement Actions in Fiscal Year 2015

The SEC engine continues to generate record results as the agency shovels more coal into its hard-driving enforcement furnace. Total figures for fiscal year 2015 top those for FY2014, just as FY2014 total figures topped those for FY2013.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.