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The weekly news source for investment management legal and compliance professionals

News November 9, 2015 Issue

Crowdfunding: Get Ready for Client Interest and Potential Investments

The SEC this week adopted final crowdfunding rules that will allow small businesses to raise capital from investors including possibly your clients through web portals. Many of your clients will likely not be interested in making these investments, but smart advisers will be ready with at least some answers for those who are.

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