See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News November 23, 2015 Issue

Asset Management Initiatives Figure Prominently in SEC 2017 Budget Request

Don’t expect the SEC focus on new rules and enforcement for the asset management industry to slow down any time soon. Based on Commission chair Mary Jo White’s testimony before Congress on November 18, investment advisers and broker-dealers remain high on the agency’s action list.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight for just $1,195! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.