See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News December 7, 2015 Issue

Warning: Political Intelligence May Be Material Non-Public Information

Advisers receiving information from political intelligence firms – or advisers that themselves act as political intelligence firms – need to ensure that any intelligence received or forwarded does not constitute material non-public information, and that they have the proper policies and procedures in place if it does. Firms that fail to do so may find themselves in the SEC’s cross-hairs.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.