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News August 1, 2005 Issue

SIA Asks For Delay in Fee-Based Brokerage Rule Compliance Date

Last week, the Securities Industry Association filed a petition asking the SEC to extend the compliance date of the fee-based brokerage rule to April 1, 2006. As adopted, the rule set an October 24, 2005 compliance date.

The American Council of Life Insurers filed a similar request.