See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News January 9, 2017 Issue

Required Third-Party Compliance Assessments Not Likely

Donít expect an SEC rule requiring third-party compliance assessments any time soon. Outgoing SEC chair Mary Jo White, in a recent letter to two Senate chairmen, put the kibosh on such a rule being pushed through in the remaining days of her term.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.