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The weekly news source for investment management legal and compliance professionals

News February 13, 2017 Issue

Trump’s DOL Fiduciary Rule Action Leaves Advisers and Brokers Hanging

With a stroke of a pen, President Donald Trump on February 3 upended six years of effort behind the Department of Labor Fiduciary Rule. His "presidential memorandum" left advisers, broker-dealers and other financial institutions that work with ERISA-based retirement plans in a state of uncertainty.

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