See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News March 6, 2017 Issue

Robo-Adviser Guidance Focuses on Disclosure, Suitable Advice, Compliance

Given the growth in the use of automated advisory systems known as "robo-advisers" by investment advisory firms in recent years, it was only a matter of time before the SEC stepped in with at least some guidance. That day has arrived.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight for just $1,195! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.