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News March 13, 2017 Issue

Examination of Advisers and Funds Up 20 Percent in FY 2016 Over Previous Year

Mary Jo White must have been particularly pleased with this statistic before she left office as SEC chair last month: The number of investment advisers and investment companies examined by the agency’s Office of Compliance Inspections and Examination in FY 2016 increased by more than 20 percent over the number examined in FY 2015.

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