See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News May 1, 2017 Issue

SEC and DOJ Scrutinize Advisers Doing Business in Other Countries

If your firm invests money overseas and you arenít ensuring its compliance with the Foreign Corrupt Practices Act, start paying attention. Both the SEC and the Department of Justice have stepped up their review of advisory firms with international business interests, looking for evidence of bribes.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight for just $1,195! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.