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The weekly news source for investment management legal and compliance professionals

News June 19, 2017 Issue

Clayton Selection of Co-Directors Shows Enforcement Division in Transition

Does SEC chairman Jay Clayton’s decision this month to appoint two co-directors mean that the Division will continue to take a tough line on enforcement, or does it mean something else? The answer depends on what those co-directors bring to table, and on whom you ask – but there is little doubt that it shows an agency in transition.

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