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The weekly news source for investment management legal and compliance professionals

News June 19, 2017 Issue

Investment Adviser Association Urges Clayton to Focus SEC on Existing and Proposed Rules

The Investment Adviser Association wants to point Jay Clayton in the right direction as he begins to settle in to his new role as SEC chairman. That direction includes revisiting a number of existing agency rules, including the Advertising Rule, the Custody Rule and the Pay-to-Play Rule, as well as taking a second look at some proposed rules and asset management industry issues.

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