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The weekly news source for investment management legal and compliance professionals

News July 24, 2017 Issue

Protect Your Firm and Clients Against MNPI Risks in Bank Loan Investments

Some advisers are expressing interest in investing fund or other client assets in bank loans. Such loans may pay higher yields than other fixed income investments but they also may carry higher risks, including exposure to material non-public information and potential insider trading issues. If you choose to invest in these loans, know the risks and the best practices to keep your clients and your firm safe.

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