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The weekly news source for investment management legal and compliance professionals

News July 24, 2017 Issue

SEC Enforcement Today and Tomorrow: Big Data, Machine Learning and Artificial Intelligence

SEC enforcement already relies on technology. That reliance will only grow in future years, with the agency’s use of data analysis increasingly married to machine learning and artificial intelligence. Advisers should be aware that actions they take will often turn up in data, and that the SEC can be counted on to use that data in ever-more sophisticated ways.

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