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The weekly news source for investment management legal and compliance professionals

News July 31, 2017 Issue

SEC Issues FAQs to Guide Investment Companies Through Reporting Changes

We’re halfway through 2017 and some eyes are already on changes that 2018 will bring. An example in point is the SEC’s Division of Investment Management, which this month issued guidance in the form of FAQs to help investment companies and their managers meet the new reporting requirements that begin next year.

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