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The weekly news source for investment management legal and compliance professionals

News August 21, 2017 Issue

Chief Compliance Officers: Know When and How to Resign

Few chief compliance officers want to resign for any reason other than accepting a better offer at another firm. The reality, however, is that CCOs may find themselves in positions where, for compliance reasons and to protect their own career credibility, they have little choice but to consider resignation. The key is recognizing when those times arise and knowing how to extricate themselves from their errant firms safely.

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