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News August 28, 2017 Issue

Liquidity Risk Management First Steps: Define Program, Assign Responsibility

Thereís no time like the present for fund managers to start working on compliance with the SECís Liquidity Risk Management Rule. The compliance deadline may be months away, but wise firms will use that time to begin the compliance process by assigning responsibility and defining a program that matches their fundsí investment portfolios. Those that do will be well-positioned to tackle the additional compliance challenges that await. Those that donít may find themselves scrambling as compliance deadlines approach.

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