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The weekly news source for investment management legal and compliance professionals

News September 11, 2017 Issue

DOL Proposes Fiduciary Rule Exemptions Delay, Considers Further Measures

The Department of Labor keeps finding ways to prevent key elements tied to its Fiduciary Rule from taking effect. The latest: an 18-month application date delay on three Rule exemptions, the likelihood that the DOL will "in the near future" propose "a new and more streamlined class exemption," and calls for comments in several other areas.

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