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The weekly news source for investment management legal and compliance professionals

News October 2, 2017 Issue

After the Cyber Breach: SEC Faces Questions, Clayton Testifies, Effect on the CAT

The asset management industry, including the SEC, is weighing the impact of the cybersecurity breach that agency chair Jay Clayton recently disclosed to the public (ACA Insight, 9/25/17). In the wake of the disclosure, the SEC announced a new initiative, Clayton testified before a Senate committee, and industry leaders and observers speculated as what it all might mean for future regulation and oversight, including the launching of the agency’s Comprehensive Audit Trail (CAT).

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