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The weekly news source for investment management legal and compliance professionals

News October 23, 2017 Issue

Sub-Advisers and Their Role in Liquidity Risk Management Rule Compliance

Advisory firms are taking steps to comply with the Liquidity Risk Management Rule. With the compliance dates approaching funds with more than $1 billion in net assets have only a little more than a year left to comply smart advisers are not letting the grass grow under their feet. They are getting the preparation process underway in a variety of areas, among them the role that sub-advisers will play.

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