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The weekly news source for investment management legal and compliance professionals

News October 30, 2017 Issue

Issues that Create Best Execution Problems and How to Resolve Them

Advisers have the responsibility of always seeking best execution for their clients. Doing so, however, is not as easy as it may initially sound and advisers may find themselves in situations where they unexpectedly face issues that, in addition to being problems in and of themselves, create best execution problems. Advisers should be aware of when these may arise and how to handle them.

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