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The weekly news source for investment management legal and compliance professionals

News October 30, 2017 Issue

SEC Nominees Offer Guarded Views on Cybersecurity, Rules and Enforcement

One typically does not learn a great deal about nominees for public posts, like serving as an SEC commissioner, at the Senate confirmation hearings. They are, after all, not unlike job interviews and the candidates’ main goal is to get confirmed – so answers tend to be carefully worded and designed not to raise eyebrows. That said, some sense of where candidates stand tends to come through.

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