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News December 4, 2017 Issue

Don’t Fear the Grinch: Catch Employees Who Violate Holiday Gift Policies

With the holiday season upon us, the question of compliance with gift and entertainment policies and procedures rises anew. Advisory firms with strong cultures of compliance may believe that they have few, if any, violators of their firmsí gift requirements. Yet even with a 99 percent compliance rate, a firm with 100 employees will still have one violator.

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