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News December 4, 2017 Issue

IAA Issues Checklist to Help Advisers Comply with Form ADV Part1A Changes

The Investment Adviser Association has issued a checklist that should make life a little easier for those completing the SECís new and amended items on Form ADV Part 1A. Those items, adopted by the agency in August 2016, address a number of key topics, including reporting on separate accounts and private funds managing multiple entities.

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