See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News December 18, 2017 Issue

F-Squared Saga Continues with More Advisory Firm Settlements

It seems like it will never end. More firms this month reached settlements with the SEC in regard to their licensing of an investment algorithm from Massachusetts-based advisory firm F-Squared Investments without sufficiently ensuring that the investment strategy was valid. They join multiple other advisers that have settled with the agency since F-Squared itself first settled with the SEC in December 2014.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.