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The weekly news source for investment management legal and compliance professionals

News December 18, 2017 Issue

F-Squared Saga Continues with More Advisory Firm Settlements

It seems like it will never end. More firms this month reached settlements with the SEC in regard to their licensing of an investment algorithm from Massachusetts-based advisory firm F-Squared Investments without sufficiently ensuring that the investment strategy was valid. They join multiple other advisers that have settled with the agency since F-Squared itself first settled with the SEC in December 2014.

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