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The weekly news source for investment management legal and compliance professionals

News January 1, 2018 Issue

2017 in Review: A New SEC, Cybersecurity Threats and the Fiduciary Rule

The past year saw a great deal of change and development in the asset management community, but three loom larger than others: A new SEC with Jay Clayton at the helm, bringing different priorities than his predecessor; exacerbating cybersecurity concerns, with the SEC itself one of the victims; and the Department of Laborís Fiduciary Rule and its exemptions, delays in their taking effect, and the increasing likelihood of SEC involvement in the process.

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