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The weekly news source for investment management legal and compliance professionals

News January 8, 2018 Issue

Hedge Fund Compliance: Insider Trading, Allocation, Alternative Data, and More

Advisers managing hedge funds, to a large extent, face many of the same issues that advisers managing other funds do. Requirements regarding fees and expenses, custody, books and records and more must be met. There are other compliance issues, however, where the SEC can be expected to pay particular attention to hedge funds and managing advisers would be wise to make sure they are on top of them.

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