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The weekly news source for investment management legal and compliance professionals

News January 22, 2018 Issue

Status of Administrative Law Judges Will be Reviewed by Supreme Court

It took just eight words: "The petitions for writs of certiorari are granted." With that sentence, the U.S. Supreme Court on January 12 let it be known that it will review a lower court decision in Lucia v. SEC, potentially overturning the way that the agency has traditionally classified its administrative law judges. The high courtís ultimate decision may upend a number of established lower courtís verdicts.

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