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News January 22, 2018 Issue

SEC Liquidity Risk Management FAQs Flesh Out ETFs, Role of Subadvisers

Funds and advisers with questions about liquidity risk management programs may breathe a bit easier Ė at least if some of those questions pertained to how in-kind exchange-traded funds work and the role of sub-advisers. The SECís Division of Investment Management on January 10 issued FAQs that address at least some of the questions that have arisen in these areas.

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