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News February 12, 2018 Issue

2018 SEC Examination Priorities: Cryptocurrency Joins Cybersecurity, Retail and Disclosure

The SECís Office of Compliance Inspections and Examinations on February 7 finally issued what advisory firms, investment companies, broker-dealers, attorneys, consultants and others in the asset management community have been waiting for since mid-January: its 2018 list of examination priorities. This yearís list was marked by two additions: a more polished presentation and the inclusion of cryptocurrency as a priority.

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