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News March 12, 2018 Issue

Liquidity FAQs Fill in the Blanks on Classification by Asset Class

When the SEC delayed the Liquidity Risk Management Rule classification compliance date by six months recently, it also issued a new set of answers to frequently asked questions that should make fund compliance with the Rule somewhat easier. The FAQs, which follow up on an earlier set issued in January, provide agency staff thinking on a variety of topics, including classifying liquidity by asset class, the 15 percent limit on illiquid investments, and more.

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