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News May 7, 2018 Issue

SEC Issues Share Class Initiative FAQs Six Weeks Prior to First Deadline

Advisers wishing to take advantage of, or at least learn more about, the SEC’s Share Class Selection Distribution (SCSD) Initiative will doubtless find the agency’s May 1 set of 19 answers to frequently asked questions of interest – particularly since they face an initial reporting date of June 12. Those not planning to self-report under the program may also be interested, if only to learn what they won’t have to do.

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