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News June 4, 2018 Issue

Enforcement Co-Directors Take Issue with Disgorgement Time Limits

The SEC doesn’t like having to comply with the statute of limitations when it comes to disgorgement. Division of Enforcement co-directors Stephanie Avakian and Steven Peikin, in testimony before a panel of the House Committee on Financial Services, made clear that, in some cases, five years may not be long enough.

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