See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News June 18, 2018 Issue

OIG Zeroes In on External Experts and EDGAR in its Latest SEC Report Card

Advisers, funds and broker-dealers used to dealing with examinations and investigations from the SEC might find some solace in the fact that the agency itself is continually under investigation by its own Office of the Inspector General. The OIG every six months issues a report card to Congress about the status of these investigations, and the latest, issued June 7, was not short on substance.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.