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The weekly news source for investment management legal and compliance professionals

News June 25, 2018 Issue

Check Out Audit Team Members before Retaining Firm

It is essential that accounting firms hired to perform audits and their individual audit team members have credibility, and that asset managers that hire such firms know they can rely on their work. Failure on the part of advisory firms and other financial institutions to ensure that those performing the audit are up to snuff may result in serious consequences.

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